SPIRIT vs. LED ZEPPELIN — COPYRIGHT AND A STAIRWAY TO TROUBLE

When Taurus climbs a stairway to heaven, or perhaps the other way around — when Stairway to Heaven climbs on the back of Taurus: the case of the ‘60’s rock band Spirit vs. rock legend Led Zeppelin is one of 2018’s more interesting copyright cases. 

Back in 2014, Michael Skidmore — trustee for the estate of Randy Wolfe, deceased guitarist for Spirit — sued Led Zeppelin for copyright infringement over Led Zeppelin’s song “Stairway To Heaven” (“STH”).  After a trial the jury concluded that Led Zeppelin’s “Stairway To Heaven” did not infringe Spirit’s song “Taurus.” However, on September 28, 2018, the U.S. 9thCircuit Court of Appeals breathed new life into the case, reversing the trial verdict and ordering a new trial.  (SeeSkidmore v. Warner/Chappel Music Inc. and Led Zeppelin, et al., 15-cv-3462, US Dist. Court, Central District Calif.; 9thCir. Appellate No. 16-56287.)

While the matter of recognition was important to Randy Wolfe’s family, the Wolfe estate is nonetheless looking for substantial money damages.  The Copyright Law has a three-year statute of limitation, which means that the Wolfe estate can recover damages only from 2011 forward.  That is still a substantial amount, especially considering royalties for future air play and recording sales. 

Led Zeppelin first released STH, the most popular song in Rock ‘n Roll history, in 1971.  However, three years earlier in 1968, Spirit recorded and released “Taurus,”  written by Randy Wolfe.  At issue is the similarity of 4 bars of music in the opening of STH and in the opening of “Taurus.”  These four bars form the underlying musical theme in both songs.    

So, is that enough to find copyright infringement?  Some may argue that a mere four bars of music do not make a song.  True enough. But the whole song does not need to be copied for there to be infringement.  After all, in 1978 George Harrison’s mega-hit song “My Sweet Lord” was found to have infringed the Ronny Mack song “He’s So Fine” (the 1963 hit performed by girl-group The Chiffons), based on short musical phrases with identical “grace notes” in the “hook” of both songs (a repeated short riff or phrase, often in the chorus, that “hooks” the ear of the listener) falling on, literally: “My sweet lord…”; and “He’s so fine…” In the case of Led Zeppelin’s STH and Spirit’s “Taurus,” the opening four bars could be analogized as the hooks in both songs, especially in the case of STH’s iconic opening guitar arpeggio.

Led Zeppelin has a history of musical “appropriation.”  In 2012 they settled a copyright law suit over their song “Dazed And Confused” for allegedly infringing Jake Holmes’ song of the same title.  And there have been other infringement claims made on behalf of Howlin’ Wolf, Richie Valens, and others. Skidmore’s Complaint in the STH case shows a chart pointing out 17 instances of infringement claims against Led Zeppelin.

Copyright infringement requires proving three things: (1) the plaintiff owns a valid copyright in the work in question; (2) the defendant had access to the work and copied its protected elements; and (3) the defendant’s work is substantially similar to the plaintiff’s work.  If the defendant had access to the original work, the matter of copying can be inferred from circumstantial evidence.  In this case, it is clear circumstantially that Led Zeppelin’s Jimmy Page and Robert Plant had access to “Taurus.”  The band Spirit was well known to both Page and Plant.  Spirit had toured with Led Zeppelin before STH was released. In many of those shows Spirit performed “Taurus.”  Jimmy Page even admitted at trial that prior to composing STH he owned a Spirit album that contained “Taurus.”  The jury concluded that even though Led Zeppelin did indeed have access to “Taurus,” the two songs were not substantially similar.  Therefore, no infringement.  

The case, however, had an odd turn — the jury was never allowed to hear the actual Spirit and Led Zeppelin sound recordings.  The trial judge had ruled the protectable copyrighted work was not Spirit’s sound recording but the musical composition as transcribed. Therefore, Michael Skidmore essentially had to prove that STH, as transcribed, was substantially similar to “Taurus” based on the rather simplistic lead sheet music deposited with the Copyright Office in 1967.  While a witness at trial with a guitar was permitted to play the sheet music, such a “performance” would not have the same impact as hearing the actual sound recordings.

The 9thCircuit reversed the trial verdict, concluding that the judge had made several errors in his jury instructions.  On retrial the jury may be able, this time, to hear the actual sound recordings.  Since Jimmy Page had stuck to his denial that he had actually heard “Taurus,” the appeal panel directed that the jury should be allowed to hear the sound recordings for the purpose of showing whether Led Zeppelin had access to Spirit’s song. The 9thCircuit panel also found the trial judge incorrectly instructed the jury that “chromatic scales, arpeggios or short sequences of three notes” are not protectable.  Since the four bars at issue are fundamentally an arpeggio, the jury instruction ham-strung the plaintiff’s case.  As noted above, a short musical phrase was enough to hang George Harrison with copyright infringement.  

In comparing the particulars, both songs are in the key of A minor.  Both have an A minor chord progression (or arpeggio) with a descending bass line. Both are finger picked. Both are in the same meter.  Both have the same tone, a kind of Baroque era, lute-like quality.  But while STH has a similar bass line, it also has an ascending counterpoint melody not present in “Taurus.”  So, the songs are similar, but are they substantiallysimilar…?  Clearly the jury had thought not.

It is also possible that the “Taurus” arpeggio is already in the public domain and, therefore, cannot be protected under copyright.  The A minor arpeggio with a descending bass line is not uncommon and, in fact, goes as far back as the Baroque era 400 years ago.  The “Taurus” passage is very similar to the opening phrase in “Sonata di Chiattara e Violino, con il suo Basso Continuo,” the 360-year old work of Italian composer Giovanni Battista Granata.  But perhaps all that will be sorted out during the new trial — perhaps the estate of Signore Granata might appreciate some official “recognition” for his contribution to STH.

One can do one’s own audio comparison by clicking to following YouTube links:

Spirit’s “Taurus”:  https://www.youtube.com/watch?v=xd8AVbwB_6E
Led Zeppelin’s “Stairway To Heaven”: https://www.youtube.com/watch?v=iXQUu5Dti4g
Battista’s “Sonata di Chiattara e Violino, con il suo Basso Continuo”: https://www.youtube.com/watch?v=MYSFuWU7GQs

Online Services Mislead About Copyright Protection

A new app has recently launched via Twitter. Blockai, a San Francisco based enterprise promotes its Twitter app as a means for artists to “register” their copyrights. Blockai’s website claims that they are: “Democratizing Copyright. Most artists cannot afford to register and protect their copyrights. We’re providing a free alternative.”  By using a blockchain database, based on Bitcoin protocol, Blockai instantly time-stamps an uploaded work and provides a “certificate of publication.”  The whole process is very easy and very fast.  In fact, below is my Blockai “certificate of publication” for one of my photographs “Golden Hour Reflection.” Very official looking.

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